Senior Executive, Compliance (Transaction Monitoring)

• Perform post-transaction review on the flagged alerts generated by the internal AML system to identify any unusual or suspicious activity.

• Conduct due diligence and perform both internal and external searches using available resources to gather relevant information on the flagged alerts.

• Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with relevant partners to facilitate in-depth investigations on the flagged alerts and cases.

• Monitor real-time alerts triggered by the internal AML system and approve or reject transactions based on established AML/CFT policies and procedures.

• Conduct name screening against global sanction lists using the in-house screening portal and investigate any potential matches.

• Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases identified, ensuring compliance with regulatory reporting requirements.

• Maintain organized records of all supporting documents and information obtained throughout the transaction monitoring process.

• Identify process inefficiencies and collaborate with the team to enhance the functionality and accuracy of transaction monitoring processes and systems.

• Handle ad-hoc requests and projects related to transaction monitoring as assigned by the team lead/ SIL/ Head of Compliance when required.

• Compliance transaction monitoring team experience
• Preferably 3-5 years of Anti-Money Laundering (AML) related work experience
• Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
• Sensitive to figures and able to apply professional scepticism
• Having experience in fast-growing transactional/technology company is an advantage
• Able to work independently with minimum supervision
• Take turn work on public holidays
• Malaysian Only

Tranglo