Assistant Manager, Client Portfolio Compliance M/F

CACEIS Lihat semua pekerjaan

  • Putrajaya
  • Tetap
  • Sepenuh masa
  • 1 bulan lepas
CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors.Through offices across Europe, North and South America and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary, fund administration, fund distribution support, middle-office outsourcing and issuer services.CACEIS is a consolidator in the European asset servicing market and posts sustained growth in its business activities. The group holds €5.3 trillion in assets under custody and €3.4 trillion in assets under administration (figures as of 31 December 2024)By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offers are open to persons with disabilities..Reference 2026-109919Publication date 10/03/2026Job descriptionBusiness typeTypes of Jobs - Asset ManagementJob titleAssistant Manager, Client Portfolio Compliance M/FContract typePermanent ContractExpected start date19/05/2026Management positionNoJob summaryWhat is the opportunity?CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the global CACEIS network. Strategically located in IOI City, Putrajaya, the company employs over 1,200 skilled professionals, providing a broad spectrum of services to institutional clients across Europe. As a centre of excellence, CACEIS Malaysia plays a pivotal role in driving the scalability of global operations, enhancing service quality, and implementing standardized processes to meet the diverse needs of its clients. The dedicated team in Malaysia is committed to delivering reliable, high-quality solutions that empower clients to thrive in a dynamic and competitive financial landscape.Region: APACWorking hours: 9:00AM - 6:00PMWhat will you do?
  • Responsible for the quality of the Client Portfolio Compliance activities delivered to clients and respect of the deadlines. This function has an impact on multiple locations and clients having funds distributed in Continental Europe
  • Specific risks related to the daily Client Portfolio Compliance activity
  • Providing support to the team on production related tasks, training and people development.
  • Actively support the team member on their career development and growth
  • Accountable for the operational performance of the Team through the respect of task allocation and controls
  • Accountable for the respect of the Global and/or Local Rules & Procedures related with the production delivered
  • Breach classification: based on information available in ALTO and peripheral tools, determination if exception is breach (Active of passive) or not. Provide sufficient details to CPC SME to ease the review and validation process
  • Inputting the comments on the analysis and investigation performed in the system (ALTO).
  • Reviewing on the action log and KPI rating and active participant in promotion on the action plan to improve the KPI or scorecard.
  • Sending explanation and commentary to the oversight team to review.
  • Implement the training plan for the team
  • Provide support when there are issues and working closely with onshore and regulatory requirement
Supplementary InformationWhat's in it for you?We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
  • A comprehensive Total Rewards Program including performance-based bonuses, flexible benefits, and competitive compensation.
  • Leaders who support your development through coaching and managing opportunities.
  • A world-class training program in financial services.
  • A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded.
Position locationGeographical areaAsia, MalaysiaCityPutrajayaCandidate criteriaMinimal education levelBachelor Degree / BSc Degree or equivalentAcademic qualification / Speciality
  • Bachelor's degree in finance or related field
Level of minimal experience6-10 yearsExperience
  • 5 - 6 years' experience in the related field
  • Strong knowledge of financial products & derivatives instruments
  • Strong knowledge of cross location operations, systems & IT environment.
  • Compliant to Rules & Procedures
  • Good awareness on the production and people risk within the team.
Technical skills required
  • Strong Technical & financial knowledge of risk management environment, investment strategies & regulatory framework (UCITS Directives, ESMA guidelines, European national laws applicable to UCIs) & best market practices applicable in continental Europe
  • Expertise in financial instrument eligibility analysis (target funds, structured products, index, etc.)

CACEIS